Continuous Risk Assessment
Compliance is not discrete, it is dynamic. As an asset management company operating across borders with multiple third parties and financial institutions in many different jurisdictions, the company has committed to Continuous Risk Assessment.
Risk assessments will be carried out as needed and on a quarterly basis by an independent firm of experts.
This dynamic and continuous risk assessment is designed to not only protect the team, the Principal’s and family members who are directly involved and responsible for the governance of the business, but also to protect the company’s stakeholders.